Policy Compliance Director

This⠀position⠀reports to⠀the Senior⠀Vice⠀President⠀? Chief⠀Legal⠀Officer⠀and is⠀responsible⠀for⠀providing⠀analysis⠀and⠀counsel on⠀general⠀compliance⠀matters.⠀In this⠀role, you⠀must be⠀able to⠀recommend⠀and⠀develop⠀company⠀policy on⠀a variety⠀of⠀regulatory⠀and⠀compliance⠀issues. To⠀ensure⠀success⠀you must⠀have sound⠀knowledge⠀and⠀understanding⠀of⠀applicable⠀laws and⠀regulations,⠀the⠀ability to⠀make⠀prudent⠀decisions,⠀and be a⠀team⠀player⠀with⠀outstanding⠀communication⠀skills,⠀both⠀written⠀and⠀verbal.

Essential Functions

• Advise⠀executives⠀and⠀management⠀on various⠀life⠀insurance⠀and⠀annuity⠀compliance⠀matters.
• Play⠀an⠀integral⠀role in⠀drafting,⠀reviewing,⠀and⠀administering⠀company⠀products.
• Draft⠀and review⠀material⠀and forms⠀related to⠀company⠀products.
• Perform⠀a variety⠀of tasks⠀related to⠀life⠀insurance,⠀traditional⠀fixed, and⠀fixed⠀indexed⠀annuities,⠀including⠀contract⠀form⠀review,⠀advertising⠀review,⠀illustration⠀drafting⠀and⠀review,⠀and⠀general⠀regulatory⠀compliance.
• Conduct⠀and⠀coordinate⠀research⠀into a⠀variety of⠀compliance⠀issues⠀with high⠀levels of⠀risk⠀exposure⠀to the⠀company.
• Develop⠀and⠀recommend⠀company⠀policy and⠀procedures⠀and manage⠀implementation⠀of⠀required⠀changes.
• Supervise⠀and assign⠀projects⠀to support⠀staff.
• Represent⠀the⠀company to⠀administrative⠀and⠀regulatory⠀bodies at⠀state and⠀federal⠀levels,⠀and⠀interact⠀with⠀regulators⠀directly⠀on a⠀routine⠀basis.
• Assist⠀with⠀general⠀corporate⠀legal⠀matters,⠀such as⠀litigation,⠀SEC⠀filings,⠀statutory⠀filings,⠀corporate⠀governance,⠀anti-fraud⠀procedures,⠀and⠀information⠀security⠀as⠀necessary.
• Perform⠀other⠀duties as⠀assigned⠀by the⠀Chief⠀Legal⠀Officer.

Knowledge, Skills, & Abilities

• Excellent⠀interpersonal,⠀verbal,⠀and⠀written⠀communication⠀skills
• Knowledge⠀of⠀statutes,⠀rules, and⠀regulations⠀pertaining⠀to⠀businesses
• Proficient⠀understanding⠀of⠀business⠀practices,⠀sensitivities,⠀and⠀confidentiality
• Creativity⠀and⠀ability to⠀be a⠀problem⠀solver
• Flexibility⠀in work⠀schedules
• Strong⠀organizational⠀skills
• Ability⠀to work⠀effectively⠀in a team⠀setting
• Ability⠀to⠀multi-task⠀and adapt⠀to⠀change
• Ability⠀to⠀recognize⠀critical⠀problems⠀and⠀opportunities
• Ability⠀to manage⠀complexity⠀and⠀ambiguity
• Knowledge⠀of grammar⠀and usage⠀rules, and⠀ability to⠀edit and⠀proofread⠀effectively