Manager Compliance

Moody's is⠀a global⠀integrated⠀risk⠀assessment⠀firm that⠀empowers⠀organizations⠀to make⠀better⠀decisions.

At⠀Moody’s,⠀we’re⠀taking⠀action.⠀We’re⠀hiring⠀diverse⠀talent and⠀providing⠀underrepresented⠀groups⠀with⠀equitable⠀opportunities⠀in their⠀careers.⠀We’re⠀educating,⠀empowering⠀and⠀elevating⠀our⠀people,⠀and⠀creating a⠀workplace⠀where each⠀person can⠀be their⠀true⠀selves,⠀reach⠀their full⠀potential⠀and thrive⠀on every⠀level.⠀Learn more⠀about our⠀DE&I⠀initiatives,⠀employee⠀development⠀programs⠀and view⠀our annual⠀DE&I⠀Report at⠀moodys.com/diversity

Role/Responsibilities:⠀The⠀Compliance⠀Policy &⠀Communication⠀Team is⠀responsible⠀for the⠀administration⠀and⠀approval⠀processes⠀for⠀compliance-owned⠀policies,⠀procedures,⠀and⠀guidance⠀documents,⠀and⠀related⠀applications.⠀The team⠀is also⠀responsible⠀for⠀posting⠀and⠀maintaining⠀the⠀policy-related⠀content on⠀internal⠀and⠀external⠀company⠀websites.⠀In⠀addition,⠀the Team⠀is⠀responsible⠀for⠀providing⠀advisories⠀and⠀reminders⠀to⠀internal⠀personnel⠀on⠀procedural⠀and⠀compliance-related⠀topics.⠀Finally,⠀this team⠀serves as⠀the⠀Compliance⠀liaison to⠀the⠀Decentralized⠀Finance⠀and⠀Digital⠀Assets⠀business⠀team. This⠀role is⠀responsible⠀for the⠀providing⠀support⠀and⠀assistance⠀with the⠀following:

• Preparing,⠀proofreading,⠀and⠀drafting⠀policies,⠀procedures,⠀guidelines,⠀and other⠀compliance⠀guidance⠀documents
• Communicating⠀with⠀internal⠀stakeholders⠀on policy⠀deliverables⠀and⠀deadlines⠀and⠀coordinating⠀review and⠀feedback⠀sessions
• Supporting⠀policy⠀review,⠀approval,⠀and⠀certification⠀processes
• Executing⠀quality⠀control⠀routines⠀on team⠀processes
• Converting⠀policies⠀into HTML⠀format and⠀coordinating⠀translations⠀of⠀materials⠀(including⠀through⠀internal⠀technology⠀tools) and⠀maintaining⠀policy⠀inventory⠀database
• Responding⠀to⠀requests⠀from⠀regulators⠀and⠀internal⠀stakeholders⠀on⠀policy-related⠀matters
• Working⠀with the⠀Compliance⠀Training⠀Team on⠀policy⠀changes⠀leading to⠀new⠀training⠀requirements⠀and⠀updates⠀and on⠀audience⠀identification⠀for⠀training
• Developing⠀operating⠀procedures⠀for key⠀processes⠀following⠀best⠀practice⠀models
• Preparing⠀reports⠀and other⠀information⠀in⠀response⠀to⠀internal⠀and⠀regulatory⠀requests
• Supporting⠀the⠀Digital⠀Assets and⠀Decentralized⠀Finance⠀business⠀team with⠀compliance⠀matters
• Leading⠀and/or⠀supporting⠀other team⠀projects⠀or ad hoc⠀deliverables⠀as needed

Qualifications:

• At least 3⠀years of⠀experience⠀in a⠀compliance⠀or related⠀function⠀such as⠀Audit,⠀Risk,⠀Legal, or⠀business⠀support/operations;⠀experience⠀with a⠀regulated⠀financial⠀services⠀environment⠀desired
• Excellent⠀English⠀language⠀written⠀and verbal⠀communication⠀skills;⠀ability to⠀read other⠀languages⠀a⠀plus
• Bachelor’s⠀degree
• Ability⠀to manage⠀tasks to⠀meet⠀project⠀deliverables⠀on time⠀and error⠀free
• Expert⠀in the MS⠀Office⠀suite,⠀particularly⠀Excel,⠀Word, and⠀PowerPoint;⠀knowledge⠀of Access⠀and⠀SharePoint,⠀and⠀willingness⠀to learn⠀new tools,⠀desired
• Familiarity⠀with⠀blockchain⠀technology⠀desired

For⠀US-based⠀roles⠀only: the⠀anticipated⠀hiring⠀base⠀salary⠀range for⠀this⠀position⠀is 107,700⠀to 172,300⠀,⠀depending⠀on factors⠀such as⠀experience,⠀education,⠀level,⠀skills,⠀and⠀location.⠀This range⠀is based⠀on a⠀full-time⠀position.⠀In⠀addition⠀to base⠀salary,⠀this role⠀is⠀eligible⠀for⠀incentive⠀compensation.⠀Moody's⠀also⠀offers a⠀competitive⠀benefits⠀package,⠀including⠀not but⠀limited to⠀medical,⠀dental,⠀vision,⠀parental⠀leave,⠀paid time⠀off, a⠀401(k)⠀plan with⠀employee⠀and⠀company⠀contribution⠀opportunities,⠀life,⠀disability,⠀and⠀accident⠀insurance,⠀a⠀discounted⠀employee⠀stock⠀purchase⠀plan, and⠀tuition⠀reimbursement.

For⠀San⠀Francisco⠀positions,⠀qualified⠀applicants⠀with⠀criminal⠀histories⠀will be⠀considered⠀for⠀employment⠀consistent⠀with the⠀requirements⠀of the San⠀Francisco⠀Fair⠀Chance⠀Ordinance.