Compliance and Risk Manager

Posted Date 08 Dec 2023



Experience Icon Experience 2 Years Salary Salary 10437USD - 17395USD
Job Type Icon Job Type Full Time Company Company California Public Employees' Retirement System (CalPERS)
Job Category Icon Job Category Law Qualification Icon Qualification BS Law
Gender IconGender Both Date Last Date 28 Jan
Vacancies IconVacancies 1 Remote IconRemote No
Location Location(s) California , United States

Description Job Description


The⠀California⠀Public⠀Employees’⠀Retirement⠀System⠀(CalPERS)⠀is the⠀nation’s⠀largest⠀public⠀pension⠀fund,⠀providing⠀retirement⠀and health⠀benefits⠀to public⠀employees,⠀retirees,⠀and their⠀families.⠀Headquartered⠀in⠀downtown⠀Sacramento,⠀we are a⠀destination⠀employer⠀with an⠀international⠀reputation⠀for⠀leadership⠀and⠀innovation.⠀At⠀CalPERS,⠀we’re⠀committed⠀to people⠀– the⠀people we⠀serve, our⠀team⠀members,⠀and the⠀larger⠀community⠀around us.⠀CalPERS is⠀situated⠀near the⠀Napa⠀Valley,⠀San⠀Francisco,⠀Lake⠀Tahoe, and⠀other⠀desirable⠀destinations,⠀and we⠀offer⠀competitive⠀benefit⠀packages,⠀compensation,⠀and⠀opportunities⠀for⠀advancement.

Are⠀you⠀looking⠀for an⠀opportunity⠀to advance⠀your risk⠀management⠀career?⠀Are you⠀ready to⠀work at⠀the⠀largest⠀public⠀pension⠀fund in⠀the United⠀States? Do⠀you like⠀working in⠀a⠀continuously⠀evolving⠀environment?⠀As a⠀direct⠀report to⠀the Deputy⠀Chief Risk⠀and⠀Compliance⠀Officer,⠀the⠀Compliance⠀& Risk⠀Manager⠀oversees⠀and⠀directs a⠀team with⠀a variety⠀of risk⠀and⠀compliance⠀activities.⠀The⠀Compliance⠀& Risk⠀Manager's⠀responsibilities⠀include⠀providing⠀compliance⠀advisory⠀services⠀to⠀Investments⠀and⠀Benefits⠀Divisions,⠀managing⠀compliance⠀on-boarding⠀of⠀Investments⠀and⠀Benefits⠀teams as⠀required,⠀enhance⠀conflicts⠀of⠀interest⠀monitoring,⠀oversee⠀third-party⠀risk, lead⠀risk⠀assessment⠀oversight⠀and⠀consultation,⠀and manage⠀personal⠀trading⠀monitoring.

Duties⠀include⠀but are⠀not⠀limited⠀to:

  • Provide⠀business⠀partners⠀in⠀Investments⠀and⠀Benefits⠀necessary⠀advice and⠀guidance⠀on⠀compliance⠀and risk⠀management⠀topics⠀including⠀feedback⠀and⠀appropriate⠀challenge⠀on risk⠀control⠀self-assessments,⠀mitigation⠀plans and⠀issues⠀management.
  • Develop⠀and⠀implement⠀compliance⠀systems⠀and tools⠀to conduct⠀necessary⠀surveillance⠀and⠀monitoring⠀of⠀personal⠀trading,⠀ethics,⠀disclosure⠀laws,⠀regulations⠀and⠀policies.
  • Direct⠀comprehensive⠀forensic⠀analysis⠀of the⠀Investments⠀and⠀Benefits⠀activities⠀and⠀employee⠀transactions⠀including⠀various⠀levels of⠀investigation,⠀research,⠀and⠀collaboration⠀with the⠀Legal⠀Office to⠀ensure⠀compliance⠀with the⠀Regulations.
  • Develop⠀and manage⠀a robust⠀conflict⠀of⠀interest⠀review⠀process⠀(e.g.,⠀Compliance⠀Control⠀Room).
  • Facilitates⠀compliance⠀reviews on⠀an ongoing⠀review⠀cycle to⠀provide a⠀compliance⠀assessment⠀of program⠀policies,⠀processes⠀and⠀functions.

Telework⠀Information:⠀This⠀position⠀is⠀eligible⠀for hybrid⠀work⠀schedule,⠀with up to⠀two days⠀of remote⠀work and⠀three days⠀or more⠀onsite,⠀per⠀week.

Job⠀Type:⠀Full-time

Pay:⠀$10,437.50⠀-⠀$17,395.83⠀per month

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