Compliance Product Officer

Institutional⠀Clients⠀Group⠀(ICG)⠀Independent⠀Compliance⠀Risk⠀Management⠀(ICRM)⠀Transformation⠀team spans⠀all the⠀ICG⠀Business⠀Areas,⠀responsible⠀for⠀delivery⠀of⠀strategic⠀regulatory⠀and⠀controls⠀initiatives⠀to⠀transform⠀compliance⠀risk at⠀Citi. The⠀role⠀holder is⠀responsible⠀for⠀supporting⠀the⠀delivery⠀of a⠀comprehensive⠀Transformation⠀Initiative/Program⠀Milestone⠀and⠀Deliverable⠀across the⠀breadth of⠀the ICG⠀ICRM⠀Transformation⠀Book of⠀Work which⠀aligns and⠀interfaces⠀with the⠀ICRM Chief⠀Administration⠀Office,⠀Transformation⠀Program⠀Office and⠀ICG⠀business⠀teams.⠀This⠀includes⠀but is not⠀limited to⠀planning⠀and⠀execution⠀coordination⠀for⠀multiple⠀large and⠀complex⠀programs,⠀including⠀engagement⠀across a⠀diverse⠀range of⠀stakeholders⠀and⠀portfolio⠀of⠀initiatives⠀in Consent⠀Order⠀conditions⠀and⠀production⠀of⠀materials⠀for⠀C-suite⠀consumption.

The⠀role will⠀need to⠀become⠀familiar⠀with Citi⠀PM⠀Policies⠀and⠀Standards⠀and ensure⠀good⠀program⠀governance⠀and⠀execution.⠀It will⠀also⠀require⠀developing⠀a⠀high-level⠀understanding⠀across the⠀Transformation⠀Structure⠀and⠀Operating⠀Model.

The⠀role is⠀global in⠀nature and⠀will⠀entail⠀developing⠀relationships⠀and⠀working⠀with⠀stakeholders⠀across all⠀countries,⠀business,⠀and⠀functions.

Serves⠀as a⠀compliance⠀risk⠀officer⠀for ICRM⠀responsible⠀for⠀establishing⠀internal⠀strategies,⠀policies,⠀procedures,⠀processes,⠀and⠀programs⠀to prevent⠀violations⠀of law,⠀rule, or⠀regulation⠀and design⠀and⠀deliver a⠀risk⠀management⠀framework⠀that⠀maintains⠀risk⠀levels⠀within the⠀firm's⠀risk⠀appetite⠀and⠀protects⠀the⠀franchise.⠀In⠀addition,⠀engages⠀with the⠀ICRM⠀product⠀and⠀function⠀coverage⠀teams, in⠀order to⠀partner to⠀develop⠀and apply⠀CRM⠀program⠀solutions⠀that meet⠀business⠀and⠀customer⠀needs in a⠀manner⠀consistent⠀with the⠀Citi⠀program⠀framework.

Responsibilities:

• Support⠀ICG ICRM⠀Transformation,⠀ICG⠀Business⠀Line,⠀Function⠀and⠀Regional⠀teams in⠀execution⠀harmonization.
• Drive⠀adherence⠀to Program⠀processes,⠀procedures,⠀methods⠀and⠀standards.
• Carry⠀out⠀in-depth⠀analysis⠀of Consent⠀Order⠀Program⠀Plans.
• Participating⠀in the⠀design,⠀development,⠀delivery⠀and⠀maintenance⠀of⠀best-in-class⠀Compliance⠀programs,⠀policies⠀and⠀practices⠀for⠀ICRM.
• Analyzing⠀complex⠀comparative⠀data,⠀preparing⠀and⠀presenting⠀regional⠀and global⠀reports⠀related to⠀compliance⠀risk⠀assessments,⠀and⠀monitoring⠀of⠀compliance⠀related⠀issues.
• Reviewing⠀materials⠀to ensure⠀compliance⠀with⠀various⠀regulatory⠀and legal⠀requirements⠀and to⠀ensure⠀compliance⠀risks are⠀appropriately⠀identified⠀and⠀addressed.
• Investigating⠀and⠀responding⠀to⠀compliance⠀risk⠀issues.⠀Investigating⠀regulatory⠀inquiries,⠀preparing⠀required⠀documentation,⠀making⠀recommendations⠀to senior⠀management⠀on how to⠀proceed,⠀and⠀preparing⠀responses⠀for the⠀regulatory⠀inquiries.
• Overseeing⠀the⠀monitoring⠀of⠀adherence⠀to⠀Citi’s⠀Compliance⠀Risk⠀Policies⠀and⠀relevant⠀procedures⠀and⠀preparation,⠀editing,⠀and⠀maintenance⠀of⠀Compliance⠀program⠀related⠀materials.
• Interacting⠀and⠀working⠀with other⠀areas⠀within⠀Citi, as⠀necessary.
• Keeping⠀abreast of⠀regulatory⠀changes,⠀new⠀regulations⠀and⠀internal⠀policy⠀changes in⠀order to⠀further⠀identify⠀new key⠀risk⠀areas.
• Additional⠀duties as⠀assigned.
• Has⠀the⠀ability to⠀operate⠀with a⠀limited⠀level of⠀direct⠀supervision.
• Can⠀exercise⠀independence⠀of⠀judgement⠀and⠀autonomy.
• Acts⠀as SME to⠀senior⠀stakeholders⠀and /or⠀other team⠀members.
• Appropriately⠀assess⠀risk when⠀business⠀decisions⠀are made,⠀demonstrating⠀particular⠀consideration⠀for the⠀firm's⠀reputation⠀and⠀safeguarding⠀Citigroup,⠀its⠀clients⠀and⠀assets, by⠀driving⠀compliance⠀with⠀applicable⠀laws,⠀rules and⠀regulations,⠀adhering⠀to Policy,⠀applying⠀sound⠀ethical⠀judgment⠀regarding⠀personal⠀behavior,⠀conduct⠀and⠀business⠀practices,⠀and⠀escalating,⠀managing⠀and⠀reporting⠀control⠀issues⠀with⠀transparency.

Qualifications:

• Knowledge⠀of⠀Compliance⠀laws,⠀rules,⠀regulations,⠀risks and⠀typologies
• Must⠀be a⠀self-starter,⠀flexible,⠀innovative⠀and⠀adaptive.
• Strong⠀interpersonal⠀skills⠀with the⠀ability to⠀work⠀collaboratively⠀and with⠀people at⠀all levels⠀of the⠀organization.
• Strong⠀written⠀and verbal⠀communication⠀and⠀interpersonal⠀skills.
• Ability⠀to both⠀work⠀collaboratively⠀and⠀independently;⠀ability to⠀navigate a⠀complex⠀organization.
• Advanced⠀analytical⠀skills.
• Ability⠀to both⠀work⠀independently⠀and⠀collaborate⠀with team⠀members.
• Excellent⠀project⠀management⠀and⠀organizational⠀skills and⠀capability⠀to handle⠀multiple⠀projects⠀at one⠀time.
• Proficient⠀in MS⠀Office⠀applications⠀(Excel,⠀Word,⠀PowerPoint).
• Demonstrated⠀knowledge⠀in area of⠀focus.

Education:

• Bachelor’s⠀degree or⠀equivalent⠀experience;⠀experience⠀in⠀compliance,⠀legal or⠀other⠀control-related⠀function⠀in the⠀financial⠀services⠀firm,⠀regulatory⠀organization,⠀or⠀legal/consulting⠀firm, or a⠀combination⠀thereof;⠀experience⠀in area of⠀focus;⠀Advanced⠀degree a⠀plus.